Associate Advisor, Wealth Management

Overview

Our Mishawaka, IN office is seeking an Associate to assist clients, wealth advisors, and other team members in various roles to serve a client base consisting of high-net-worth families and business owners. In this IN-office role, you will become familiar with multiple aspects of the wealth management practice, including operations, investment management, case development, the client service model, and new business acquisition.

Primary Responsibilities:

• Serve on the client service team to assist in managing client relationships.
• Involvement in client and prospect meetings as well as networking.
• Develop competency with our eMoney financial planning software to assist in developing financial plans.
• Responsible for preparing investment (portfolio) analysis and financial-related projects as needed.
• Develop competency in our CRM, manage workflows and related documentation requirements.
• Facilitate best practices and assist in monitoring and satisfying compliance requirements.

Basic Qualifications:

• Undergraduate Degree, preferably in a business-related field
• 2 years of experience preferred in the Wealth Management/Financial Services industry
• Experience with Schwab or Fidelity Institutional, eMoney Advisor, Black Diamond, and other financial planning software tools, including CRM systems
• Excellent verbal and written communication skills for working with prospects, clients, and team members
• Ability to work efficiently, effectively, and independently to see projects through to conclusion
• Excellent organizational skills with the ability to prioritize multiple tasks, projects, and assignments
• Basic knowledge of income taxes and effects of portfolio transactions on income taxes
• Ability to register as an Investment Adviser Representative–active series 65 registration–or willing to obtain within 120 days of employment